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FINRA Awards for Locksley O. Wade

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0218801/08/2021Claimant(s): Sandra Etienne
Claimant Lawyers(s): Locksley O. Wade
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Anna Matsuo
Arbitrator(s): Madelon M. Rosenfeld, Robert E. Anderson, Roger B. Jacobs
Hearing Site: New York, NY

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