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FINRA Awards for Carrie Lynette Thompson Jones

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0028910/04/2022Claimant(s): Juan Ley
Claimant Lawyers(s): Cory L. Braddock
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Louis M. Parker, Adam Dylan Wick, Carrie Lynette Thompson Jones
Hearing Site: Phoenix, AZ
20-0187911/08/2021Claimant(s): Karla Kretsch, The Donald & Karla Kretsch Family Trust
Claimant Lawyers(s): Jon A. Titus
Respondent(s): Guy Newman
Respondent Lawyers(s): Guy James Newman
Arbitrator(s): Howard R. Gaines, Steven M. Guttell, Carrie Lynette Thompson Jones
Hearing Site: Phoenix, AZ
Checkmark Icon$67,572
20-0294605/18/2021Claimant(s): Matthew Williams
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Louis M. Parker, Denis Frank, Carrie Lynette Thompson Jones
Hearing Site: Phoenix, AZ

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