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FINRA Awards for Arlene Simon Backman

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0262407/01/2024Claimant(s): Sheree Gaines-Lawrence
Claimant Lawyers(s): Sheree Gaines-Lawrence
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Linda A. Allen, Theresa Joan Rosenberg, Arlene Simon Backman
Hearing Site: Charlotte, NC

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