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FINRA Awards for Mark Matthes

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0110412/19/2023Claimant(s): Mark Matthes
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Paul Weinberg, William Kent Brown, Tiffany Ann Taylor
Hearing Site: Boca Raton, FL

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