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FINRA Awards for Glen Simmonds

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0415910/15/2021Claimant(s): Glen Simmonds
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Michael P. Schiff, Paul J. Burkhart, James Michael LaBonte
Hearing Site: Boca Raton, FL

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