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FINRA Awards for Bruce L. Sanft IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0176112/27/2018Claimant(s): Bruce L. Sanft IRA, Bruce L. Sanft Revocable Trust
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): Fredric R. Dichter, Thomas W. Allen, Joseph Michael Librie
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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