| 16-03350 | 05/18/2018 | Claimant(s): Thomas Lee
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Patrick W. Shea
Arbitrator(s): John J. Vesey, Kenneth F. Leder, John Michael Richardson
Hearing Site: New York, NY
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| 16-03731 | 02/23/2018 | Claimant(s): Benjamin Morganstein
Claimant Lawyers(s): Jonathan Sack
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey G. Sommers, William E. Nuckel, Lawrence B. Schiffman
Hearing Site: New York, NY
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| 16-03578 | 02/02/2018 | Claimant(s): David Demos
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Stanley F. Meyerson, Stephen A. Weiner, Gerald H. Grayson
Hearing Site: New York, NY
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| 16-00033 | 01/12/2018 | Claimant(s): Odeon Capital Group LLC
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Evan Schwartzberg, Mathew Van Alstyne, Mihir Patel, Auriga USA
Respondent Lawyers(s): Gary Trachten, Jeffrey Plotkin, Jonathan Sack
Arbitrator(s): Julian F. Santos, John Caracciolo, Paul George Huck
Hearing Site: New York, NY
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| 15-02701 | 12/20/2017 | Claimant(s): Robert Cummings
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Richard W. Vallario, Richard Bryce Nesson, Albert Rizzo
Hearing Site: New York, NY
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| 16-02897 | 11/30/2017 | Claimant(s): Leonard Demontagnac
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel Chernov
Arbitrator(s): Richard E. Castiglioni, Amy Banet, Eric Mattison Rosenberg
Hearing Site: New York, NY
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| 15-03189 | 11/17/2017 | Claimant(s): Jose Teles
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Jeremy T. Adler
Arbitrator(s): Jeffrey P. Bachmann, Joseph H. Cerame, Gregory J. Getz
Hearing Site: New York, NY
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| 15-01346 | 06/15/2017 | Claimant(s): Edward Hartman
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Justin J. DeCamp
Arbitrator(s): Oliver Wayne Williams, Edward W. Morris, Ronald J. Colombo
Hearing Site: New York, NY
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| 16-00207 | 05/19/2017 | Claimant(s): Miguel Barron
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): William G. Binckes, David J. Pine, Paul Bennett Marrow
Hearing Site: New York, NY
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| 16-00758 | 05/19/2017 | Claimant(s): Deron Goodwin
Claimant Lawyers(s): Jonathan Sack
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Ivan W. Harper, Nancy Kramer, Robert Francis Geary
Hearing Site: New York, NY
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