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FINRA Awards for Robert Cummings

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0270112/20/2017Claimant(s): Robert Cummings
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Richard W. Vallario, Richard Bryce Nesson, Albert Rizzo
Hearing Site: New York, NY

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