| 10-05283 | 07/25/2012 | Claimant(s): Gloria Bell
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): David Israel, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
|  | $0 |
| 10-04946 | 07/19/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): L. Andrew Brehm
Respondent(s): Eugene Flynn
Respondent Lawyers(s): Hyman Silverglad
Arbitrator(s): Charles P. Axelrod, Howard Breindel, Deborah A. Shapiro
Hearing Site: New York, NY
| | $0 |
| 11-00489 | 07/19/2012 | Claimant(s): Shirley Baer
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Hemant Singh, Financial Network Investment C
Respondent Lawyers(s): Barry R. Temkin, Matthew Tracy
Arbitrator(s): David Finnegan, Robert G. O'Brien, Peter C. Salerno
Hearing Site: New York, NY
| | $0 |
| 10-02128 | 07/17/2012 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Ben Gecaj, Timothy Bradley, Timothy Murphy, Waterford Investor Services.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Roger J. Hawke, Jack Friedman, Stevan J. Bosses
Hearing Site: New York, NY
| | $0 |
| 11-00258 | 07/17/2012 | Claimant(s): Helena Stuart, John Stuart
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley, Robert Fomon
Respondent Lawyers(s): Kenneth E. Meister, Susan Poder MacFarlane
Arbitrator(s): Diane Getzler, Orestes J. Mihaly, Julian F. Santos
Hearing Site: New York, NY
| | $0 |
| 09-04716 | 07/16/2012 | Claimant(s): Alan Hunt, Kenneth Casey, Michael Cappa, Scott Siemers, Estate of Ronald Hal Davis
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): Guggenheim Capital Markets
Respondent Lawyers(s): Patrick C. Harrigan
Arbitrator(s): Dan Brecher, Joseph B. Russell, Alice Holly Oshins
Hearing Site: New York, NY
| | $0 |
| 11-00567 | 07/13/2012 | Claimant(s): John Sisk
Claimant Lawyers(s): Timothy Feil
Respondent(s): John Sykes, Kirk Kubach, Paul Chuzi, Paul Richardson, JHS Capital Advisors., Pointe Capital.
Respondent Lawyers(s): Elizabeth Schmid
Arbitrator(s): Robert L. Salzberg, James J. Fishman, Annette B. Meyers
Hearing Site: New York, NY
| | $1,693,200 |
| 11-02379 | 07/12/2012 | Claimant(s): Point Capital Markets, Point Capital Partners
Claimant Lawyers(s): James Mahon
Respondent(s): Whitney Quillen
Respondent Lawyers(s): Stephen DeRosa
Arbitrator(s): Randolph Guggenheimer, Peter P. Skomorowsky, Martin Deignan Dehler
Hearing Site: New York, NY
| | $0 |
| 09-05606 | 07/12/2012 | Claimant(s): John Taimanglo
Claimant Lawyers(s): John Taimanglo
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Joel P. Mellis, Bernard J. McGuire, Salvatore J. Bate
Hearing Site: New York, NY
| | $0 |
| 10-04868 | 07/05/2012 | Claimant(s): SCO Capital Partners LLC
Claimant Lawyers(s): David H. Wollmuth
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Brett D. Jaffe
Arbitrator(s): Cynthia A. DiMarco, Benjamin L. Anderson, Thomas A. Abitabile
Hearing Site: New York, NY
| | $0 |
