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FINRA Awards for Alan Hunt

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0207501/24/2018Claimant(s): Alan Hunt
Claimant Lawyers(s): Alan Carl Hunt
Respondent(s): Katherine White, U.S. Bancorp Investments.
Respondent Lawyers(s): Bruce Gisi, Katherine A. White
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
Checkmark Icon$0
09-0471607/16/2012Claimant(s): Alan Hunt, Kenneth Casey, Michael Cappa, Scott Siemers, Estate of Ronald Hal Davis
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): Guggenheim Capital Markets
Respondent Lawyers(s): Patrick C. Harrigan
Arbitrator(s): Dan Brecher, Joseph B. Russell, Alice Holly Oshins
Hearing Site: New York, NY

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