Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00915 | 02/04/2020 | Claimant(s): Patrick Gainer Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 19-01831 | 02/04/2020 | Claimant(s): Mark Lininger Claimant Lawyers(s): Harris Freedman Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA | ||
| 19-01978 | 02/04/2020 | Claimant(s): Jeffrey Buck Claimant Lawyers(s): Erica Harris Respondent(s): H. Beck., Parkland Securities Respondent Lawyers(s): Randolph F. Pistor, Richard A. D'Amura Arbitrator(s): Helen Marinak Blohm Hearing Site: Honolulu, HI | ||
| 18-03155 | 02/03/2020 | Claimant(s): Erinn Ford Claimant Lawyers(s): Amir Tadjedin Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A. Pizelo Arbitrator(s): Frederick B. Mueller, Charles Scott McClellan, Ian Stephen Birk Hearing Site: Seattle, WA | ||
| 19-00315 | 02/03/2020 | Claimant(s): Michael Bakos Claimant Lawyers(s): Frances Menzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leslie Blickenstaff Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 19-01797 | 02/03/2020 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Ricardo Urrutia Respondent Lawyers(s): Ricardo Enrique Urrutia Arbitrator(s): Jack Friedman Hearing Site: New York, NY | ||
| 19-02168 | 02/03/2020 | Claimant(s): Paul Allen Claimant Lawyers(s): Bryan Ward Respondent(s): Wiley Bros.-Aintree Capital Respondent Lawyers(s): David W. Wiley Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 19-02886 | 02/03/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Michael Wilcheck Respondent Lawyers(s): Michael Wayne Wilcheck Arbitrator(s): Jeffry M. Bauer Hearing Site: Cincinnati, OH | ||
| 19-03305 | 02/03/2020 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Robert Abrams Respondent(s): Dominic Linsalata Respondent Lawyers(s): Dominic Joseph Linsalata Arbitrator(s): James M. Scutti Hearing Site: Boca Raton, FL | ||
| 19-03602 | 02/03/2020 | Claimant(s): Andrea Bevis Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA |