| 18-00314 | 02/25/2020 | Claimant(s): Bonwick Capital Partners
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Boustead Securities, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Gerry J. Kowalski, Jeffrey K. Compton
Arbitrator(s): Howard L. Haykin, Paul George Huck, David Spencer
Hearing Site: New York, NY
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| 19-00810 | 02/25/2020 | Claimant(s): David Hunt
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
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| 19-00814 | 02/25/2020 | Claimant(s): Joel Breiter
Claimant Lawyers(s): Angela Turiano
Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc.
Respondent Lawyers(s): John T. McGuire, Omar Perez
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
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| 19-01281 | 02/25/2020 | Claimant(s): Rinico Sawyer
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Laura Wong-Pan
Hearing Site: New York, NY
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| 19-02774 | 02/25/2020 | Claimant(s): Robert Gilman
Claimant Lawyers(s): John Stewart
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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| 18-00548 | 02/24/2020 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew Shapren
Respondent(s): Jerald Slowik
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Kip C Lubcke, Madelyn A. Levy, David John Reilly
Hearing Site: New York, NY
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| 19-00370 | 02/24/2020 | Claimant(s): Byron Minchala
Claimant Lawyers(s): Byron Alexander Minchala
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Richard S. Zaifert, Jack W. Windt, Audrey Belitz Rauchway
Hearing Site: Tampa, FL
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| 19-02223 | 02/24/2020 | Claimant(s): Andrew Rocco
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
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| 19-02837 | 02/24/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeffrey Hill
Respondent Lawyers(s): Jeffrey Alan Hill
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Minneapolis, MN
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| 19-03415 | 02/20/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jason Allen
Respondent Lawyers(s): Jason Michael Allen
Arbitrator(s): Elliott Finkel
Hearing Site: Las Vegas, NV
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