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FINRA Awards for Andrew Rocco

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0222302/24/2020Claimant(s): Andrew Rocco
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH

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