16-03542 | 06/27/2017 | Claimant(s): Michael Newton Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc. Respondent Lawyers(s): Amy Towle Arbitrator(s): Steven N. Ainbinder, Will Murphy, Tina Scott Polsky Hearing Site: Boca Raton, FL
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16-01150 | 09/01/2016 | Claimant(s): Daniel Rosenberg Claimant Lawyers(s): Debra A. Jenks Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Steven R. Reininger, Stephen Kahane, David Rich Hearing Site: Boca Raton, FL
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14-00079 | 08/05/2015 | Claimant(s): Cor Clearing LLC Claimant Lawyers(s): Bruce W. Barnes Respondent(s): David Jarvis Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Carole M. Crosby, Richard J. Fuller, Daniel B. Daugherty Hearing Site: Tampa, FL
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13-02570 | 07/29/2015 | Claimant(s): Carmella Cummings Claimant Lawyers(s): Richard B Fosher Respondent(s): Northstar Financial Partners. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Jeffry M. Bauer, Jacqueline R. Fox, Gary L. Bender Hearing Site: Detroit, MI
| | Expungement |
13-01790 | 03/24/2015 | Claimant(s): Larry Davis and Barbara Davis, JTTEN Claimant Lawyers(s): Debra A. Jenks Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert L. Agusto, Ronald A. Lavery, Michael I. White Hearing Site: Chicago, IL
| | Expungement |
13-01787 | 09/12/2014 | Claimant(s): Annette Bosco, Diane Rubel, Mary Borowiak, Michael Borowiak, Richard Rubel, The Bosco Family Trust 6/25/96, The Bosco Family Trust 7/31/96, The Mary Borowiak Trust Claimant Lawyers(s): W. Scott Greco Respondent(s): Richard Landi, Robert Mather, Roger Leibowitz, RBC Capital Markets LLC, Allied Beacon Partners. Respondent Lawyers(s): Debra A. Jenks, Ronald Kane, Steven S. Biss Arbitrator(s): Theodore W. Wrobleski, Mary A. Duffy, Raymond P. Buschmann Hearing Site: Chicago, IL
| | Stipulated Award |
13-00676 | 05/15/2014 | Claimant(s): Richard Fusari Claimant Lawyers(s): Richard Fusari Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Gary L. Hodge, Russell W. Merriman, John Frank Bauder Hearing Site: Tampa, FL
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13-01269 | 05/02/2014 | Claimant(s): Patricia Wimmer Claimant Lawyers(s): Scott D. Hirsch Respondent(s): David Neilon, Allied Beacon Partners., American Beacon Partners., Beacon Acquisition Partners. Respondent Lawyers(s): Debra A. Jenks, James Hintz, Robert P. Mather Arbitrator(s): Jerry D. Mc Cormack, Sondra Sellars, Richard H. Porter Hearing Site: Milwaukee, WI
| | $0 |
11-04271 | 09/23/2013 | Claimant(s): Felix Bernard-Diaz, Julian Rodriguez, Luz Rodriquez Claimant Lawyers(s): Luz Ivette Rivera Respondent(s): Jorge Bravo, Rafael Colonascar, Sonia Marbarak, BBVA Securities Of Puerto Rico. Respondent Lawyers(s): Debra A. Jenks, Jose A. Sosa Llorens Arbitrator(s): Gustavus L. Pearthree, Nicholas John Taldone, Stuart K. Furman Hearing Site: San Juan, PR
| | $1,212,500 |
11-02677 | 04/30/2013 | Claimant(s): Purnima Shah Claimant Lawyers(s): W. Barry Blum Respondent(s): BBVA Securities Of Puerto Rico. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Mark C. Perry, Nancy J. Cliff, Abigail Falcon-Rosa Hearing Site: San Juan, PR
| | $212,705 |