| 23-01752 | 06/14/2024 | Claimant(s): Steven Smith
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Joyce L. Hurley, Dana L. Bigman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12206 |
| 23-00327 | 07/10/2023 | Claimant(s): David Kelly, Elizabeth Ann Kelly
Claimant Lawyers(s): David M Kelly
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | $0 |
| 22-00297 | 12/14/2022 | Claimant(s): Justin Lowy
Claimant Lawyers(s): Craig R. Bockman
Respondent(s): Dean Nakata, Estate of Miyoko Nakata, Nakata Family Living Trust dtd 4/29/04
Respondent Lawyers(s): Kalju Nekvasil
Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | Expungement |
| 20-03553 | 08/10/2022 | Claimant(s): Chukwuemeka Okafor
Claimant Lawyers(s): Samuel Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Joyce L. Hurley, Joseph C. Watson, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03588 | 09/17/2021 | Claimant(s): Adolph Garcia, Elsie Garcia, Garcia Family Trust
Claimant Lawyers(s): J. Ryan Gustafson
Respondent(s): Morgan Stanley, George Strnad
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Joyce L. Hurley, Kirtley M. Thiesmeyer, Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | Expungement |
| 20-03388 | 04/19/2021 | Claimant(s): Daria Haidukova
Claimant Lawyers(s): Daria Haidukova
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, UMB Financial Services.
Respondent Lawyers(s): Eric D. Martin, Patrick S. Christensen
Arbitrator(s): Joyce L. Hurley, Richard William DeWeese, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212 |
| 18-04302 | 10/26/2020 | Claimant(s): Ricardo San Roman Dunne
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jorge deNeve
Arbitrator(s): Andrew M. Mintzer, Joyce L. Hurley, Edward H. Davis
Hearing Site: Los Angeles, CA
| | $0 |
| 19-01927 | 05/27/2020 | Claimant(s): David Moore, David L. Moore IRA
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Joyce L. Hurley, Alan M. Rosen, Robert C. Albini
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
| 17-00458 | 06/11/2018 | Claimant(s): Anita Eubank
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Quinly
Respondent Lawyers(s): Robert Gonser, Tara A. LaClair
Arbitrator(s): Joyce L. Hurley, Olivia J. Valentine, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-03642 | 03/22/2018 | Claimant(s): Gitte Pedersen, Gene Barger's Body and Estate
Claimant Lawyers(s): Gitte Pedersen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Van Name
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | $0 |
