Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01493 | 05/17/2024 | Claimant(s): Glen Strauss Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok, Geoff Beckham Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 23-02473 | 03/15/2024 | Claimant(s): Marie Steinman Claimant Lawyers(s): Robert J. Girard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 22-00291 | 12/19/2022 | Claimant(s): Kerry Moy Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-00892 | 12/14/2022 | Claimant(s): Travis Allen Claimant Lawyers(s): Sarah Ali Burroughs Respondent(s): Brookstreet Securities Corporation Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 22-00398 | 10/14/2022 | Claimant(s): Michael Valiente Claimant Lawyers(s): Zachary Morse Respondent(s): World Group Securities. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 22-00281 | 09/09/2022 | Claimant(s): Gerald Mars Claimant Lawyers(s): Zachary Morse Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): John Venezia Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 21-01322 | 12/14/2021 | Claimant(s): Richard Downer Claimant Lawyers(s): Zachary Morse Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff P. Palmer Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 21-00821 | 11/30/2021 | Claimant(s): George Reyes Claimant Lawyers(s): George A Reyes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John T. DiNapoli Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 21-01191 | 11/23/2021 | Claimant(s): Garrett Bland Claimant Lawyers(s): Zachary S. Morse Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-02957 | 06/15/2021 | Claimant(s): Ralph Adamo Claimant Lawyers(s): Frances Menzer Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA |