Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02213 | 10/18/2023 | Claimant(s): Michael Ott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin Brooks Arbitrator(s): Kim L. Kirn Hearing Site: St. Louis, MO | ||
| 23-00977 | 10/18/2023 | Claimant(s): Christina Orta Claimant Lawyers(s): Chad Weaver Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 23-01999 | 10/18/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Joseph Hobbs Respondent Lawyers(s): Joseph Gregory Hobbs Arbitrator(s): Andrea U. Calve Hearing Site: Oklahoma City, OK | ||
| 23-00332 | 10/18/2023 | Claimant(s): Brian Gardiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): William James Pantele Hearing Site: Baltimore, MD | ||
| 21-01916 | 10/18/2023 | Claimant(s): William Crull Claimant Lawyers(s): Everett Pritchard Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Gregory Curley Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | ||
| 23-00488 | 10/17/2023 | Claimant(s): David Carlor Claimant Lawyers(s): David Carlor Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Ernest Edward Badway, Loretta Yin, Richard H Leitman Hearing Site: Jersey City, NJ | ||
| 23-01472 | 10/17/2023 | Claimant(s): Kurt Mattson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 22-02465 | 10/13/2023 | Claimant(s): Flavius Sindile Claimant Lawyers(s): Andrew S. May Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Heidi E. Vonderheide Arbitrator(s): Michael S. Matek, Michael R. Sherwin, Andreanna A. Leon Hearing Site: Chicago, IL | ||
| 22-02687 | 10/13/2023 | Claimant(s): David Burgio Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): OSAIC Wealth, Prime Capital Services. Respondent Lawyers(s): Emily A. Hayes, Greg M. Curley Arbitrator(s): Mark A. Sipper Hearing Site: Buffalo, NY | ||
| 23-00509 | 10/13/2023 | Claimant(s): Jane Scarbrough Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA |