Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00079 | 08/05/2015 | Claimant(s): Cor Clearing LLC Claimant Lawyers(s): Bruce W. Barnes Respondent(s): David Jarvis Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Carole M. Crosby, Richard J. Fuller, Daniel B. Daugherty Hearing Site: Tampa, FL | $0 | |
| 14-02590 | 08/04/2015 | Claimant(s): Herman Farber Claimant Lawyers(s): Herman Farber Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher C. Coss Arbitrator(s): Walter J. Schwenk, Alan J. Blocher, Edward Charles Mengel Hearing Site: Philadelphia, PA | $0 | |
| 14-02703 | 08/04/2015 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp Claimant Lawyers(s): Laurie A. Perez Respondent(s): Canela Greenwood Respondent Lawyers(s): Canela N. Greenwood Arbitrator(s): Bill Swinford Hearing Site: Louisville, KY | $0 | |
| 14-03544 | 08/04/2015 | Claimant(s): Vaughan Scott Claimant Lawyers(s): William W. Allen Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Tim V. Young Hearing Site: Louisville, KY | $0 | |
| 15-00244 | 08/04/2015 | Claimant(s): Linda Wrobel Claimant Lawyers(s): Linda Susan Wrobel Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL | $0 | |
| 13-02025 | 08/03/2015 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique E. Heller Respondent(s): John Pritchard Respondent Lawyers(s): David R. Chase Arbitrator(s): Andrew J. Spurgeon, Michael Lau, Alexander Myers Hearing Site: Boca Raton, FL | $0 | |
| 14-02047 | 08/03/2015 | Claimant(s): Robert Holland Claimant Lawyers(s): Robert J. McGaughey Respondent(s): Richard Wilson Respondent Lawyers(s): Willard L. Ransom Arbitrator(s): O. Meredith Wilson, John F. Harris, James E. Bartels Hearing Site: Portland, OR | $0 | |
| 13-01220 | 07/31/2015 | Claimant(s): Jorge Usandivaras Claimant Lawyers(s): John Crossman Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Michael Delikat Arbitrator(s): Leah R. Marks, Christian Leslie Billet, Wallace Anthony Showman Hearing Site: New York, NY | $0 | |
| 15-00028 | 07/31/2015 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Adam Pekor Respondent(s): Respondent Lawyers(s): Arbitrator(s): W. Sean Kelleher Hearing Site: Columbus, OH | $0 | |
| 15-00715 | 07/31/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): W. Sean Kelleher Hearing Site: Pittsburgh, PA | $0 |