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FINRA Awards for Walter J. Schwenk

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0259008/04/2015Claimant(s): Herman Farber
Claimant Lawyers(s): Herman Farber
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher C. Coss
Arbitrator(s): Walter J. Schwenk, Alan J. Blocher, Edward Charles Mengel
Hearing Site: Philadelphia, PA
08-0344608/10/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Michael Desfor
Respondent Lawyers(s): Michael Eric Desfor
Arbitrator(s): Edward T. Borer, Walter J. Schwenk, James T. McLaughlin
Hearing Site: Philadelphia, PA

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