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FINRA Awards for Vaughan Scott

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0354408/04/2015Claimant(s): Vaughan Scott
Claimant Lawyers(s): William W. Allen
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Tim V. Young
Hearing Site: Louisville, KY

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