Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02026 | 02/01/2024 | Claimant(s): Jonathan Beitler Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Kristina J. Branstetter Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | ||
| 23-01084 | 02/01/2024 | Claimant(s): Toby Green Claimant Lawyers(s): Brian Luther Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Neil Harvey Smith Hearing Site: Nashville, TN | ||
| 23-01069 | 01/31/2024 | Claimant(s): Doel Garcia Romero Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-01469 | 01/31/2024 | Claimant(s): Charles Landry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01485 | 01/31/2024 | Claimant(s): Diego Macedo Claimant Lawyers(s): Everett Pritchard Respondent(s): Morgan Stanley Respondent Lawyers(s): Emily Z. Culbertson Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-01436 | 01/31/2024 | Claimant(s): Mark Herman Claimant Lawyers(s): William Bean Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael F. Jordan Hearing Site: Detroit, MI | ||
| 22-02244 | 01/30/2024 | Claimant(s): Jason Bayuk Claimant Lawyers(s): John Hitchings Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY | ||
| 23-01395 | 01/30/2024 | Claimant(s): John Cameron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR | ||
| 23-01193 | 01/30/2024 | Claimant(s): Phillip Weaver Claimant Lawyers(s): Kathleen Patchel Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 23-00201 | 01/30/2024 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR |