Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03612 | 12/10/2019 | Claimant(s): Santo Blumke Claimant Lawyers(s): Tosh D Grebenik Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Trevor J. Hardy Arbitrator(s): Martin Brosnan Hearing Site: Detroit, MI | ||
| 19-00610 | 12/10/2019 | Claimant(s): Daniel Adams Claimant Lawyers(s): Stephan Louviere Respondent(s): Metropolitan Investment Securities. Respondent Lawyers(s): Corporate Office Arbitrator(s): Philip E. Cutler Hearing Site: Seattle, WA | ||
| 19-01622 | 12/10/2019 | Claimant(s): Thomas Hoover Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Carey, Thomas, Hoover, & Breault. Respondent Lawyers(s): Thomas Hoover Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS | ||
| 18-02333 | 12/09/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Beau Pollard, Jason Baer Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): Michael S. Matek, Ilene T. Gormly, Margaret Ann Barrington Hearing Site: Denver, CO | ||
| 19-00321 | 12/09/2019 | Claimant(s): Scott Kanai Claimant Lawyers(s): Matthew Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 19-00985 | 12/09/2019 | Claimant(s): David Pickler Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joshua Norton Arbitrator(s): Michael J. Ahlstrom Hearing Site: Memphis, TN | ||
| 19-01419 | 12/06/2019 | Claimant(s): Michael Rodriguez Claimant Lawyers(s): Rogge Dunn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah Yates Arbitrator(s): Raymond C. Kerr, Robert J. Gregory, Colleen Margaret Baker Hearing Site: Oklahoma City, OK | ||
| 18-02012 | 12/05/2019 | Claimant(s): Mark Pent Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): P J Boylan, Stuart S. Mukamal, Bryan K. Nestor Hearing Site: Milwaukee, WI | ||
| 19-00584 | 12/05/2019 | Claimant(s): Douglas Magers Claimant Lawyers(s): Harris Freedman Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Matthew R. Byrne Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH | ||
| 19-00750 | 12/05/2019 | Claimant(s): Jeffrey Heinel Claimant Lawyers(s): Joel Wertman Respondent(s): The Investment Center. Respondent Lawyers(s): Douglas A. Wright Arbitrator(s): Jack Friedman, Marvin L. Schuldiner, Richard Morse Hearing Site: Newark, NJ |