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FINRA Awards for Stuart S. Mukamal

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0201212/05/2019Claimant(s): Mark Pent
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): P J Boylan, Stuart S. Mukamal, Bryan K. Nestor
Hearing Site: Milwaukee, WI
15-0208809/28/2016Claimant(s): Joyce Reuter, Keith Reuter
Claimant Lawyers(s): Stacie H. Rosenzweig
Respondent(s): Jerome Krause
Respondent Lawyers(s): Jerome Scott Krause
Arbitrator(s): Stuart S. Mukamal
Hearing Site: Milwaukee, WI
Checkmark Icon$618,360
14-0019303/26/2015Claimant(s): James Gribble, Mary McCabe, Robert Gribble
Claimant Lawyers(s): Theodore J. Hodan
Respondent(s): Christine Gribble
Respondent Lawyers(s): Erin M. Strohbehn
Arbitrator(s): Stuart S. Mukamal, Gerald J. Thain, Donald Dreyfus
Hearing Site: Milwaukee, WI
Checkmark Icon$300,000

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