Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02991 | 05/25/2021 | Claimant(s): Kirk Mandlin Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-03051 | 05/25/2021 | Claimant(s): Christopher Carolan Claimant Lawyers(s): Robert L Gonser Respondent(s): Morgan Stanley & Co., A. G. Edwards & Sons. Respondent Lawyers(s): Geoff Beckham, Simon M. Levy Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 20-03244 | 05/25/2021 | Claimant(s): Robert Crothers Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Lise Gabrielle Hunter Hearing Site: New York, NY | ||
| 20-00848 | 05/24/2021 | Claimant(s): Mark Apolenis Claimant Lawyers(s): George S. Mahaffey Respondent(s): Renee Kremm Respondent Lawyers(s): Dennis E. Boyle Arbitrator(s): Charles Lerner, James Drew Butler, Bruce Burr McElvein Hearing Site: Baltimore, MD | ||
| 20-02008 | 05/24/2021 | Claimant(s): Michael Zoitas Claimant Lawyers(s): Tosh Grebenik Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 20-02955 | 05/24/2021 | Claimant(s): William Tomes Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Martin M. Van Luven Hearing Site: Jacksonville, FL | ||
| 20-03202 | 05/24/2021 | Claimant(s): Chi-Hong Chu Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Marvin L. Schuldiner Hearing Site: Jersey City, NJ | ||
| 21-00665 | 05/24/2021 | Claimant(s): Kimberly Muska Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 19-03494 | 05/21/2021 | Claimant(s): Mahes Prasad Claimant Lawyers(s): Alan Baskin Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Retta A. Miller Arbitrator(s): Barbara M. Zak Hearing Site: Phoenix, AZ | ||
| 20-02389 | 05/21/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): Moors & Cabot. Respondent Lawyers(s): Peter Svorinic Arbitrator(s): Jeffrey P. Petrucelly Hearing Site: Boston, MA |