Potomac Analytics' Logo

FINRA Awards for William Tomes

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0295505/24/2021Claimant(s): William Tomes
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Martin M. Van Luven
Hearing Site: Jacksonville, FL
10-0248908/09/2011Claimant(s): The Estate of Charles Daniels, Charles Daniels Trust, Daniels Family Trust
Claimant Lawyers(s): Thomas O'Connor
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., William Tomes
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Robert F. Sanville, Vernon C. Walker, John W. Lear
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

2 Results

Display: