Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02489 | 08/09/2011 | Claimant(s): The Estate of Charles Daniels, Charles Daniels Trust, Daniels Family Trust Claimant Lawyers(s): Thomas O'Connor Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., William Tomes Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Robert F. Sanville, Vernon C. Walker, John W. Lear Hearing Site: Philadelphia, PA |  | Expungement |
| 07-00957 | 07/15/2008 | Claimant(s): Robert Harth, Trustee for Elizabeth Ha Claimant Lawyers(s): Edward J. Dimon Respondent(s): Charles Faig, Wachovia Securities, Herbert Roemmele, Trina Mitsch Respondent Lawyers(s): Ryan P. Smith Arbitrator(s): Vernon C. Walker, Dennis C. Meyerson, E. William Pastor Hearing Site: Philadelphia, PA | | Stipulated Award and Expungement |