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FINRA Awards for Christopher Carolan

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0006312/23/2022Claimant(s): Kimberly Scherer
Claimant Lawyers(s): Kimberly K. Scherer
Respondent(s): Christopher Carolan, Morgan Stanley, John Palumbo
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
Checkmark IconExpungement
20-0305105/25/2021Claimant(s): Christopher Carolan
Claimant Lawyers(s): Robert L Gonser
Respondent(s): Morgan Stanley & Co., A. G. Edwards & Sons.
Respondent Lawyers(s): Geoff Beckham, Simon M. Levy
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA

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