Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00926 | 05/28/2021 | Claimant(s): Spartan Securities Group, Ltd. Claimant Lawyers(s): Patricia A Leonard Respondent(s): Gregory Garrabrants, Scott Reynolds, Axos Clearing LLC, SRR Fortress Capital Respondent Lawyers(s): Adam C. Ford, Polly Towill Arbitrator(s): Steven R. Reininger, John H. Foster, Martin I Jaffe Hearing Site: Boca Raton, FL | ||
| 20-01468 | 05/28/2021 | Claimant(s): Raymond George Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY | ||
| 20-02553 | 05/28/2021 | Claimant(s): Bertin Stuckart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Demian Betz Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 20-02640 | 05/28/2021 | Claimant(s): Andrew Costa Claimant Lawyers(s): Harris Freedman Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry W. Yager Arbitrator(s): Monroe Mitchel Hearing Site: Boca Raton, FL | ||
| 20-02644 | 05/28/2021 | Claimant(s): Zachary Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI | ||
| 20-02862 | 05/28/2021 | Claimant(s): Brian Peardon Claimant Lawyers(s): Harris Freedman Respondent(s): ProEquities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 20-03559 | 05/28/2021 | Claimant(s): Alexander Dancy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 21-00378 | 05/28/2021 | Claimant(s): Jeffrey Krug Claimant Lawyers(s): Thomas J. McCabe Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): John DiNapoli Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | ||
| 21-00722 | 05/28/2021 | Claimant(s): Brian Blackburn Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 21-00757 | 05/28/2021 | Claimant(s): Laurence Knowlton Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA |