Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00036 | 10/25/2022 | Claimant(s): Justin Neubauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Richard Gee Hearing Site: New York, NY | ||
| 21-02239 | 10/24/2022 | Claimant(s): Walter Helms Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Mollie Wagner Neal Hearing Site: Atlanta, GA | ||
| 22-00086 | 10/24/2022 | Claimant(s): Cesar Colis Vidal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 22-00502 | 10/24/2022 | Claimant(s): Carman Hicks Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Richard James Igou, Charles Robert Moore, S. M. Kernodle-Hodges Hearing Site: Raleigh, NC | ||
| 20-02412 | 10/21/2022 | Claimant(s): Richard Vincent Claimant Lawyers(s): Thomas McEvoy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 21-02578 | 10/21/2022 | Claimant(s): Jeffrey Blum Claimant Lawyers(s): Samantha Pastor Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | ||
| 22-01011 | 10/21/2022 | Claimant(s): James Leo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Brokerage Corp Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Edith M. Novack Hearing Site: Jersey City, NJ | ||
| 22-01321 | 10/21/2022 | Claimant(s): Rodney Becker Claimant Lawyers(s): Harris Freedman Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Gregory G. Gocek Hearing Site: Denver, CO | ||
| 21-02967 | 10/20/2022 | Claimant(s): Amy Diehl Claimant Lawyers(s): James A. Hughes Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma C. Tomsick Arbitrator(s): Ann Elizabeth Sarli Hearing Site: San Francisco, CA | ||
| 19-00893 | 10/18/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Bruce Lewitas Respondent(s): Robert Deblasio Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): George G. Kurschner, Lawrence Robert Gould, Theodore Roy Bayer Hearing Site: Boca Raton, FL |