20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): David E. Crawford Hearing Site: St. Louis, MO
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23-02870 | 04/26/2024 | Claimant(s): Williams Butcher Claimant Lawyers(s): Seth Ian Rubinson Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P. Nicholson Arbitrator(s): Oren L. Connaway, David Aaron DeSoto, James Douglas Gaughan Hearing Site: Houston, TX
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22-02912 | 04/26/2024 | Claimant(s): Vicente Castillo Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-02215 | 04/26/2024 | Claimant(s): Gilda Scharf for her IRA, Stanley Scharf for his IRA, Stanley Scharf and Gilda Scharf Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): Seth L. Finkel, Edward R. Niederriter, Carolyn E. Moore Hearing Site: Boca Raton, FL
| | Expungement |
23-01167 | 04/26/2024 | Claimant(s): Charles Skipper Claimant Lawyers(s): Harris Freedman Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
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23-02975 | 04/25/2024 | Claimant(s): David Scranton Claimant Lawyers(s): James P. Galvin Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Thomas Drogan Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT
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23-01910 | 04/25/2024 | Claimant(s): Eric Jensen Claimant Lawyers(s): Eric Jensen Respondent(s): Peter Bednarek Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Mary S. Wyatte Hearing Site: Philadelphia, PA
| | $300 |
23-03462 | 04/25/2024 | Claimant(s): Kovack Securities Inc Claimant Lawyers(s): Amy Towle Respondent(s): Hans Sharma Respondent Lawyers(s): Hans R. Sharma Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA
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23-01665 | 04/25/2024 | Claimant(s): Bradley Grate, David Hamilton, Gary Edwards, Jeffrey Worley, Robert Ertner Claimant Lawyers(s): Brandon Dei Respondent(s): Shawn Kinsella, Axos Clearing LLC Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA
| | $0 |
23-01327 | 04/25/2024 | Claimant(s): Gregory Malin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD
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