Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02938 | 03/23/2021 | Claimant(s): William Young Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-03241 | 03/23/2021 | Claimant(s): Stephen Wingard Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-03986 | 03/23/2021 | Claimant(s): Kovack Securities Inc Claimant Lawyers(s): Amy Towle Respondent(s): Gerald O'Halloran Respondent Lawyers(s): Gerald James O'Halloran Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL | ||
| 20-02550 | 03/23/2021 | Claimant(s): Craig Bloxham, Craig G. Bloxham & Deborah Bloxham Joint Claimant Lawyers(s): Craig G. Bloxham Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Edward W. Morris Hearing Site: Montpelier, VT |  | $16,753 |
| 17-03115 | 03/22/2021 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Joseph Modero Respondent Lawyers(s): Jenice L. Malecki Arbitrator(s): Michael H DuBoff, Eric Moss Stein, Judith B Weinstock Hearing Site: Jersey City, NJ | ||
| 20-02691 | 03/22/2021 | Claimant(s): A. Longenecker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 20-03093 | 03/22/2021 | Claimant(s): Virgil Threlkeld Claimant Lawyers(s): David Monsour Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): David J. Romanski Hearing Site: San Francisco, CA | ||
| 20-03114 | 03/22/2021 | Claimant(s): Darrell Pennington Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 20-02178 | 03/20/2021 | Claimant(s): Todd Lester Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Gregory G. Gocek Hearing Site: Indianapolis, IN | ||
| 20-02322 | 03/19/2021 | Claimant(s): Jon Lowther Claimant Lawyers(s): Jonathan Schwartz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL |