| 19-01960 | 11/29/2021 | Claimant(s): Claudine Webb
Claimant Lawyers(s): Alex B. Kaufman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): James C. Hoover, John James Rubin, Rebekah Ratliff
Hearing Site: Atlanta, GA
|  | $20,000 |
| 21-00007 | 11/29/2021 | Claimant(s): Gitee Jabarkhail
Claimant Lawyers(s): Gitee Jabarkhail
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
| | $0 |
| 20-00928 | 11/24/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Julian Pace
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Langfred W. White, Cindy L. Anderson, Barry Allen Barr
Hearing Site: Jacksonville, FL
| | |
| 20-03192 | 11/24/2021 | Claimant(s): David Ruckno
Claimant Lawyers(s): Mark S. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): John P. Cullem
Hearing Site: Columbia, SC
| | |
| 20-04071 | 11/24/2021 | Claimant(s): Alexander Cohen
Claimant Lawyers(s): Steven I. Adler
Respondent(s): Prudential Investment Mgmt Services LLC
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Michael H DuBoff, Joan M. Traub, Pavlos Papageorgiou
Hearing Site: New York, NY
| | |
| 21-00221 | 11/24/2021 | Claimant(s): James Kennedy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Peter A. Goldman
Hearing Site: Albany, NY
| | |
| 21-01019 | 11/24/2021 | Claimant(s): John Barber
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Julius Z. Frager
Hearing Site: Columbus, OH
| | |
| 21-01170 | 11/24/2021 | Claimant(s): Sanjay Beach
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
| | |
| 21-01329 | 11/24/2021 | Claimant(s): Goran Bojovski
Claimant Lawyers(s): Robert E. Goldberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Maria V. Martin
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | |
| 21-02088 | 11/24/2021 | Claimant(s): Holly Hendrix
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
| | |
