Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01860 | 05/23/2022 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Marcin Dusza Respondent Lawyers(s): Marcin Dusza Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL |  | $78,088 |
| 20-02284 | 05/20/2022 | Claimant(s): Mathew Schweifler Claimant Lawyers(s): Avi Rosenfeld Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 21-01875 | 05/20/2022 | Claimant(s): Francis Tran Claimant Lawyers(s): Samantha Pastor Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma M. Tomsick Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 21-02511 | 05/20/2022 | Claimant(s): Jeanpaul Skovronck Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Rocco Guidicipietro Arbitrator(s): Christopher C. Gorski, William A. Rome, Alfreida B. Kenny Hearing Site: New York, NY | ||
| 21-02909 | 05/20/2022 | Claimant(s): Kenneth Nelson Claimant Lawyers(s): Brian Luther Respondent(s): Cetera Advisors Llc Respondent Lawyers(s): David Feldstein Arbitrator(s): John Winslow Griesser Hearing Site: Raleigh, NC | ||
| 21-00010 | 05/20/2022 | Claimant(s): Peter Dora, Peter D. Dora, on Behalf of His IRA Claimant Lawyers(s): D. Daxton White Respondent(s): G.F. Investment Services Respondent Lawyers(s): Judy A. Newcomb Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL | | $107,725 |
| 20-03901 | 05/19/2022 | Claimant(s): Homero Diaz Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Joanne M.F. Wilcomes Arbitrator(s): Andrea R. Jacobs, Donna Greenspan Solomon, Harvey David Cohen Hearing Site: Boca Raton, FL | ||
| 21-01209 | 05/19/2022 | Claimant(s): Rhyan Young Claimant Lawyers(s): Robert L. Herskovits Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma M. Tomsick Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 21-02826 | 05/19/2022 | Claimant(s): David H. Savetz Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Julian F. Santos, Roy Lukins Rowsell, Gregg Lance Zeoli Hearing Site: New York, NY | ||
| 21-00114 | 05/19/2022 | Claimant(s): David C. Rentschler and Karen Ann Claimant Lawyers(s): David Vermont Respondent(s): Stephano Marino Respondent Lawyers(s): David A. Schrader Arbitrator(s): Darrell A. Hillis, Lita S Menkin, Douglas Charles Weinstein Hearing Site: Nashville, TN | | Dismissed by Rule 12212/12511 |