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FINRA Awards for Mathew Schweifler

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0228405/20/2022Claimant(s): Mathew Schweifler
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
20-0307111/10/2021Claimant(s): Mathew Schweifler
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
20-0228508/26/2021Claimant(s): Mathew Schweifler
Claimant Lawyers(s): Harry Meyer
Respondent(s): Brokersxpress LLC
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA

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