20-02053 | 11/29/2023 | Claimant(s): Martha Vogt, Executrix of Estate of Joseph J. Greco, Trust Est Under the Will of Joseph Greco Claimant Lawyers(s): Scott A. Lane Respondent(s): Christopher Greco, Debra Greco, Erika Greco, UBS Financial Services Inc., The Estate of Regina Greco Respondent Lawyers(s): Jennifer Vanasdale, Joshua S. Bratspies Arbitrator(s): Mary Kathleen Coleman, Rosemary Christina Crawford, Angela Hayden Hearing Site: Pittsburgh, PA
| | $0 |
23-00910 | 11/28/2023 | Claimant(s): Christopher Hobart Claimant Lawyers(s): Tosh Grebenik Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry W. Yager Arbitrator(s): Stuart K. Furman, Alan Thomas Morgan, Alicia Mitchell-Mercer Hearing Site: Charlotte, NC
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23-00066 | 11/28/2023 | Claimant(s): Gorospe Trust, Andre Gorospe, Trustee Claimant Lawyers(s): Richard Haas Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Mary Margaret Bush Hearing Site: Honolulu, HI
| | Expungement |
23-01573 | 11/27/2023 | Claimant(s): Joe Franklin Claimant Lawyers(s): Bryan Ward Respondent(s): LPL Financial LLC, Raymond James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera, Matthew Bohenek Arbitrator(s): Stuart K. Furman, Douglas Charles Weinstein, Sara Francis Hoover Hearing Site: Nashville, TN
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23-02042 | 11/27/2023 | Claimant(s): Guy Dietrich Claimant Lawyers(s): Guy Dietrich Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Robert Dean McKinley Hearing Site: Albuquerque, NM
| | $88 |
23-00998 | 11/27/2023 | Claimant(s): Krishnaa Ghosh Claimant Lawyers(s): Katherine Skubecz Respondent(s): Citizens Securities. Respondent Lawyers(s): Amy M. McCallen Arbitrator(s): Arthur Lewis Pressman, Elise Frost Alair Hearing Site: Boston, MA
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22-02617 | 11/24/2023 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
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23-00301 | 11/24/2023 | Claimant(s): Kenneth Bonal Claimant Lawyers(s): Seth N. Bursky Respondent(s): Avalon Partners. Respondent Lawyers(s): Concetto Kevin Barone Arbitrator(s): Neil G. Gargiulo, Lori H. Carena, Susan Romano Hearing Site: New York, NY
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23-01347 | 11/24/2023 | Claimant(s): Steven Hein Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Richard W. Epstein, Scott A. Eichhorn, Ellen Jane Vaughan Hearing Site: Boca Raton, FL
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23-00728 | 11/22/2023 | Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): Dime Securities. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Daniel Robbins, Thomas M. Madden, Jonathan Ashley Pomeroy Hearing Site: New York, NY
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