| 18-01779 | 08/23/2019 | Claimant(s): George Arthur
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Worden Capital Management
Respondent Lawyers(s): Michael C. Farkas
Arbitrator(s): Mark C. Perry, Sydney E. Blum, Thomas W. Allen
Hearing Site: Boca Raton, FL
|  | $0 |
| 18-03605 | 08/23/2019 | Claimant(s): Mary Harger
Claimant Lawyers(s): Victor J. Segale
Respondent(s): Collin Fingon, Cetera Advisors LLC
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): John James McGovern
Hearing Site: Montpelier, VT
| | $0 |
| 17-01674 | 08/22/2019 | Claimant(s): Richard Wagenfeld
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): J.P. Morgan Securities, Securities America., Michael Long
Respondent Lawyers(s): Chad Weaver, Michael J. Charlillo
Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Jonathan Polland
Hearing Site: San Francisco, CA
| | $0 |
| 18-03319 | 08/22/2019 | Claimant(s): Thomas Mellish
Claimant Lawyers(s): Jason T Albin
Respondent(s): David Bartfeld, Edward Jones
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): Thaddeus J. Tecza, Ilene T. Gormly, Dennis C Moore
Hearing Site: Denver, CO
| | $0 |
| 17-00486 | 08/21/2019 | Claimant(s): Alan Melton, Amy Stubler, Andrew Howard, Angela Beverly, Anthony Beard, Anthony Caminiti, Anton Jensen, Bertram Sanders, Brent McMillan, Catherine Druhan, Chris Stewart, Curtis Huffman, Cyrenna Welch, Daniel Stubler, Darin Arnold, David Jensen, David Myrick, Dolphus Broxton, Donald Barnes, Ebba Dampier, Evie Stewart, Gary Garner, Gary Schack, George Lee, Glenda Lee, Gregory Ames, Gregory Prescott, Gregory Strachan, H. Pitman, Heather Fadden, James Donaghey, James Stinebaugh, Jennifer Bender, Jere Miller, Joan Pitman, John Jones, Joseph Druhan, Judith Barnes, Keith Keppen, Kimberly Melton, Lacie Jensen, Laurie Miller, Lewis Abronski, Livingston Coate, Lori Hutchinson, Lundy Wilder, Martin Myrick, Michael Coleman, Michael Miller, Natalie McMillan, Patrick Daily, Philip Taber, Randy Couture, Raymond Miller, Rebecca Coate, Richard Beverly, Robin Coleman, Ronald Ori, Sharon Agapos, Susan Hamilton, Susan Rosson, Terri Myrick, Terry Welch, Theodore Dampier, Thomas Bender, Thomas Egbert, Thomas Fadden, Thomas Walters, Timothy Rosson, William March, William Stitt, William Stuart, Lewis B. Abronski as Trustee of Third, The Agapos Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): WFG Investments.
Respondent Lawyers(s): David R. Clouston
Arbitrator(s): Lita S Menkin, Joe E. Manuel, John D. Mattingly
Hearing Site: Birmingham, AL
| | Stipulated Award |
| 18-03137 | 08/21/2019 | Claimant(s): Gail Higashi, Kevin Higashi
Claimant Lawyers(s): Lisa Anne Smith
Respondent(s): Jacob Kagele
Respondent Lawyers(s): Dennis A. Rosen
Arbitrator(s): Michael Kelley
Hearing Site: Phoenix, AZ
| | $35,632 |
| 17-03494 | 08/20/2019 | Claimant(s): Suzanne Takowsky, Suzanne Takowsky Rev Trust DTD 5/20/14
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Barbara M. Zak, Pamela Jane Koslow, Erin Person
Hearing Site: Los Angeles, CA
| | $300 |
| 18-03891 | 08/19/2019 | Claimant(s): Ann De Jong, Wildchild Spendthrift DTD 7/29/16 Trust
Claimant Lawyers(s): Benjamin Edwards
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | $41,451 |
| 17-02354 | 08/19/2019 | Claimant(s): Cynthia Blasini, Jose Blanco Garrido, Maria Blanco Alvarado, Jostoche Associates, S.E., Jose E. Blanco Blasini Trust
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Leslie Flores, Peter S. Fruin
Arbitrator(s): Cheryl E. Winton, Richard J. Kaplan, Karen J. Orlin
Hearing Site: San Juan, PR
| | $4,420,380 |
| 19-00876 | 08/19/2019 | Claimant(s): Sandra Barbato
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Jeffrey Villwock, Lanier Securities
Respondent Lawyers(s): Jeffrey C. Villwock
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | $0 |
