| 18-03051 | 07/30/2019 | Claimant(s): Melissa Wright
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): BB&T Securities
Respondent Lawyers(s): Robert P. Howard
Arbitrator(s): Pamela Jeanne Rush, Brian Michael Kane, Terrence L. Harvey
Hearing Site: Jacksonville, FL
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| 18-03738 | 07/30/2019 | Claimant(s): Peter Shusterman
Claimant Lawyers(s): Frances Menzer
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Kerri L. Delgado
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 18-03991 | 07/30/2019 | Claimant(s): Michael Abramo
Claimant Lawyers(s): N. Nancy Ghabai, Esq.
Respondent(s): LPL Financial LLC, UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Anthony J. Borrelli, David I. Hantman, Esq., Jon D. Kaplon
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
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| 18-03090 | 07/29/2019 | Claimant(s): Christopher St. John
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
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| 18-03643 | 07/29/2019 | Claimant(s): Charles Simmons
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Christine L. Stetson
Hearing Site: New Orleans, LA
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| 18-04365 | 07/29/2019 | Claimant(s): Alexsandra Kulmaticki
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Robert B. Hansohn
Hearing Site: Los Angeles, CA
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| 18-04385 | 07/29/2019 | Claimant(s): Steven Orr
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): David J. Lehr
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
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| 19-00616 | 07/29/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Gregory Jones, J.P. Morgan Securities
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): William L. Cravens, Douglas Wade Carvell, Jared Febbroriello
Hearing Site: Dallas, TX
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| 15-02044 | 07/26/2019 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Christopher Caputo
Respondent Lawyers(s): Timothy W. Bergin
Arbitrator(s): Paul Allan Massaro, Ronald J. Colombo, Jay Alan Kranis
Hearing Site: Newark, NJ
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| 18-02747 | 07/26/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Bruce Garelick
Respondent Lawyers(s): Bruce F. Garelick
Arbitrator(s): Judith C. Zerden
Hearing Site: New York, NY
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