| 20-02822 | 02/07/2022 | Claimant(s): James Rego, Robert Hill
Claimant Lawyers(s): Thomas McCabe
Respondent(s): John Stafford, Ronin Capital
Respondent Lawyers(s): Gary M. Miller
Arbitrator(s): Richard W. Vallario, Joshua Mark Zucker, Melnia Annero Cordis
Hearing Site: New York, NY
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| 20-03866 | 02/07/2022 | Claimant(s): Arun Kumar
Claimant Lawyers(s): Blaine Bortnick
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jill L. Rosenberg
Arbitrator(s): Catherine Ladnier, Daniel Robbins, Andrew Daniel Levine
Hearing Site: New York, NY
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| 21-01103 | 02/07/2022 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Henry Moore
Respondent Lawyers(s): Henry Keith Moore
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
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| 21-01553 | 02/07/2022 | Claimant(s): Justin Vaccaro
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Elwood C. Avery
Hearing Site: Portland, OR
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| 21-02156 | 02/07/2022 | Claimant(s): Michele Misiti
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipietro
Arbitrator(s): Madelon M. Rosenfeld, Mary Julia O'Connell, Adam M. Kauff
Hearing Site: New York, NY
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| 21-02923 | 02/07/2022 | Claimant(s): Gregory Kadet
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
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| 19-03075 | 02/04/2022 | Claimant(s): Dustin Luckett
Claimant Lawyers(s): Michael A. Valenti
Respondent(s): J.P. Morgan Securities, Todd Fannin
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): John R. Michael, David F. Barrett, Linda W. Hester
Hearing Site: Louisville, KY
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| 21-01241 | 02/04/2022 | Claimant(s): Adam Clyne
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
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| 21-01431 | 02/04/2022 | Claimant(s): John Czajkowski
Claimant Lawyers(s): Chrisitina Vourakis
Respondent(s): Securities America.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Jo-Ann C. Little, Randy R. Maher, Kirtley M. Thiesmeyer
Hearing Site: San Diego, CA
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| 21-01524 | 02/04/2022 | Claimant(s): Dennis Coughlin
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Diane Ciccone
Hearing Site: Syracuse, NY
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