20-02822 | 02/07/2022 | Claimant(s): James Rego, Robert Hill Claimant Lawyers(s): Thomas McCabe Respondent(s): John Stafford, Ronin Capital Respondent Lawyers(s): Gary M. Miller Arbitrator(s): Richard W. Vallario, Joshua Mark Zucker, Melnia Annero Cordis Hearing Site: New York, NY
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20-03866 | 02/07/2022 | Claimant(s): Arun Kumar Claimant Lawyers(s): Blaine Bortnick Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jill L. Rosenberg Arbitrator(s): Catherine Ladnier, Daniel Robbins, Andrew Daniel Levine Hearing Site: New York, NY
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21-01103 | 02/07/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Henry Moore Respondent Lawyers(s): Henry Keith Moore Arbitrator(s): Langfred W. White Hearing Site: Jacksonville, FL
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21-01553 | 02/07/2022 | Claimant(s): Justin Vaccaro Claimant Lawyers(s): Brian Luther Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Elwood C. Avery Hearing Site: Portland, OR
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21-02156 | 02/07/2022 | Claimant(s): Michele Misiti Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Rocco Guidicipietro Arbitrator(s): Madelon M. Rosenfeld, Mary Julia O'Connell, Adam M. Kauff Hearing Site: New York, NY
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21-02923 | 02/07/2022 | Claimant(s): Gregory Kadet Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL
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19-03075 | 02/04/2022 | Claimant(s): Dustin Luckett Claimant Lawyers(s): Michael A. Valenti Respondent(s): J.P. Morgan Securities, Todd Fannin Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): John R. Michael, David F. Barrett, Linda W. Hester Hearing Site: Louisville, KY
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21-01241 | 02/04/2022 | Claimant(s): Adam Clyne Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legend Equities Corporation Respondent Lawyers(s): Jessica Levine Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO
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21-01431 | 02/04/2022 | Claimant(s): John Czajkowski Claimant Lawyers(s): Chrisitina Vourakis Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Jo-Ann C. Little, Randy R. Maher, Kirtley M. Thiesmeyer Hearing Site: San Diego, CA
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21-01524 | 02/04/2022 | Claimant(s): Dennis Coughlin Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Diane Ciccone Hearing Site: Syracuse, NY
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