| 17-00706 | 07/10/2018 | Claimant(s): Eric Harris
Claimant Lawyers(s): Brittany Weiner
Respondent(s): MSI Financial Services., MetLife Securities.
Respondent Lawyers(s): Stephanie L. Adler-Paindiris
Arbitrator(s): Kenneth R. Starr, Thomas J. Patka, Jerome Blevins
Hearing Site: Tampa, FL
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| 15-02128 | 11/23/2016 | Claimant(s): Kristin Ng
Claimant Lawyers(s): Brittany Weiner
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
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| 15-01433 | 10/13/2016 | Claimant(s): Daniel Ramjohn
Claimant Lawyers(s): Brittany Weiner
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Roger J. Hawke, Joan M. Traub, Franklin P. Chapman
Hearing Site: New York, NY
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| 15-00626 | 09/01/2016 | Claimant(s): Gregory Broomer
Claimant Lawyers(s): Brittany Weiner
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Elise M. Bloom
Arbitrator(s): Michael Allen Zeiler, Gregory Hunter Mathews, Lorrie E Whitfield
Hearing Site: Philadelphia, PA
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| 15-00385 | 12/18/2015 | Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Kevin Kelly, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
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| 14-03595 | 11/11/2015 | Claimant(s): Brian Schmidt
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
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| 14-03635 | 10/15/2015 | Claimant(s): Raul Vidal
Claimant Lawyers(s): Brittany Weiner
Respondent(s): SMBC Nikko Securities America.
Respondent Lawyers(s): Patrick E. Brake
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
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| 13-02329 | 09/04/2015 | Claimant(s): Donna Sabb
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Austin Davis, Collette Davis, Deborah Davis, Jordan Davis
Respondent Lawyers(s): Deborah Davis, Scott A. Petri
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-03642 | 08/19/2015 | Claimant(s): Elisabeth Lurye
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Randolph Guggenheimer, Lisa Catalano, Fern Sue Reidman
Hearing Site: New York, NY
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| 14-01629 | 06/02/2015 | Claimant(s): Bryant Graham
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Jack Friedman, Clarence Smith, James D. Yellen
Hearing Site: New York, NY
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