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FINRA Awards for Raul Vidal

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0363510/15/2015Claimant(s): Raul Vidal
Claimant Lawyers(s): Brittany Weiner
Respondent(s): SMBC Nikko Securities America.
Respondent Lawyers(s): Patrick E. Brake
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY

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