| 20-01068 | 11/11/2020 | Claimant(s): Joseph Varvara
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Donna Christina Chin
Hearing Site: New York, NY
| | $0 |
| 19-02820 | 11/11/2020 | Claimant(s): Stanley & Millicent Barasch Living Trust
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Crystal Bay Securities.
Respondent Lawyers(s): Rafael Golan
Arbitrator(s): Rosemarie Ann Jannuzzi, Robert J. Buchner, Magda M. Fernandez Torres
Hearing Site: Boca Raton, FL
|  | $1,351,180 |
| 20-00246 | 11/11/2020 | Claimant(s): Nathan Edwards
Claimant Lawyers(s): Nathan Edwards
Respondent(s): Acorns Securities, Apex Clearing Corporation
Respondent Lawyers(s): Jack M McNeily, Jonathan D. Neerman
Arbitrator(s): Ray J. Grzebielski, Myra Christine Mormile-Wolper, Thomas P. Valenti
Hearing Site: Chicago, IL
| | $0 |
| 20-00438 | 11/10/2020 | Claimant(s): Walter Stucker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
| | $0 |
| 20-00649 | 11/10/2020 | Claimant(s): Robert Shelton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Howard R. Gaines
Hearing Site: Salt Lake City, UT
| | $0 |
| 20-00718 | 11/10/2020 | Claimant(s): Michael Matthews
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | $0 |
| 20-00911 | 11/10/2020 | Claimant(s): John Scambray
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
| | $0 |
| 20-00973 | 11/10/2020 | Claimant(s): Brian Bogart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David Purcell
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | $0 |
| 20-01467 | 11/10/2020 | Claimant(s): Dushyant Shah
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | $0 |
| 19-03752 | 11/09/2020 | Claimant(s): Donald Robbins
Claimant Lawyers(s): David M. Rosenfield
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Thomas E. Duggan, Sandra J. Mullings, Cheryl H. Agris
Hearing Site: New York, NY
| | $0 |
