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FINRA Awards for Dushyant Shah

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0146711/10/2020Claimant(s): Dushyant Shah
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA

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