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FINRA Awards for Donald Robbins

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0375211/09/2020Claimant(s): Donald Robbins
Claimant Lawyers(s): David M. Rosenfield
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Thomas E. Duggan, Sandra J. Mullings, Cheryl H. Agris
Hearing Site: New York, NY
Checkmark IconExpungement
18-0436111/15/2019Claimant(s): Donald Robbins
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christen Leah Casale
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC

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