| 20-00804 | 03/02/2021 | Claimant(s): Zhi Li
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): David Hantman
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
| | $0 |
| 20-01929 | 03/02/2021 | Claimant(s): James Lombardo
Claimant Lawyers(s): James E. Heavey
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Brian John Gallagher, Peter E. Gillespie, Steven Gargiulo
Hearing Site: New York, NY
| | $0 |
| 20-02043 | 03/02/2021 | Claimant(s): Andrew Urbanski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | $0 |
| 20-00402 | 03/02/2021 | Claimant(s): John Miller
Claimant Lawyers(s): John Stephen Miller
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
|  | $213 |
| 19-01411 | 03/01/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Vince Glenn
Respondent Lawyers(s): Kevin T. Duffy
Arbitrator(s): John Carl Cirincion, Mary Julia O'Connell, Albert Rizzo
Hearing Site: New York, NY
| | $0 |
| 20-00501 | 03/01/2021 | Claimant(s): Todd Cirella
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): John F. Duane
Hearing Site: New York, NY
| | $0 |
| 20-01893 | 03/01/2021 | Claimant(s): Chadwick Watson, Jeffrey Furniss
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | $0 |
| 20-03212 | 03/01/2021 | Claimant(s): Debra Stokes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perrault
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
| | $0 |
| 20-00549 | 02/27/2021 | Claimant(s): Kevin A. McIntyre Rollover IRA
Claimant Lawyers(s): Kevin A. McIntyre
Respondent(s): Kevin McIntyre, TD Ameritrade.
Respondent Lawyers(s): John Stewart, Kevin A. McIntyre
Arbitrator(s): William Barker Brown, James P. Kinkade, Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | $0 |
| 20-01667 | 02/26/2021 | Claimant(s): Primo Bushati
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Bankers Life Securities.
Respondent Lawyers(s): Steven K. Huffer
Arbitrator(s): Brian G. Mooney
Hearing Site: Tampa, FL
| | $0 |
