| 20-02990 | 03/05/2021 | Claimant(s): Troy Tremblay
Claimant Lawyers(s): Bentley P. Stansbury
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Mike West
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 20-03666 | 03/05/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Todd E. Ratner
Respondent(s): Brian O'Neill
Respondent Lawyers(s): Brian O'Neill
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
| | $0 |
| 19-00999 | 03/05/2021 | Claimant(s): Emily Sandusky
Claimant Lawyers(s): Richard Gerace
Respondent(s): David Lerner Associates., Jeffrey Zelka
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
|  | $0 |
| 20-00007 | 03/05/2021 | Claimant(s): Ruth Hallett
Claimant Lawyers(s): Ruth Hallett
Respondent(s): Martin Moy, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | $0 |
| 19-00280 | 03/04/2021 | Claimant(s): Derek D'Alonzo
Claimant Lawyers(s): Ian E. Smith
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Robert H. Putnam, Joel Lee Glasco, Barbara Black
Hearing Site: Atlanta, GA
| | $0 |
| 19-02249 | 03/04/2021 | Claimant(s): Christopher Rollins
Claimant Lawyers(s): Seth Redniss
Respondent(s): Goldman, Sachs and Company, James Esposito, Goldman Sachs Group Inc, Goldman Sachs International, Goldman Sachs Services Limited
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Brian Ken Kawakami, Richard W. Cutler, Shelley Teitelbaum
Hearing Site: New York, NY
| | $0 |
| 20-02149 | 03/04/2021 | Claimant(s): Jeremy Benoit
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): John Hancock Mutual Life Insurance Co.
Respondent Lawyers(s): William A. Gottlieb
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
| | $0 |
| 20-02330 | 03/04/2021 | Claimant(s): Richard Cella
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Arthur J. Giacomarra, Sharon L. Monroe, Howard N. Gorney
Hearing Site: Boston, MA
| | $0 |
| 20-02845 | 03/04/2021 | Claimant(s): James Krantz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | $0 |
| 20-02861 | 03/04/2021 | Claimant(s): Brian Peardon
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA
| | $0 |
