| 23-03642 | 06/25/2024 | Claimant(s): Drew Freides
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Stuart Sinai, Mary C. Davis, Peter A.P. Dunlop
Hearing Site: Los Angeles, CA
| | |
| 23-02809 | 06/25/2024 | Claimant(s): James Desrocher
Claimant Lawyers(s): Brian Luther
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Thomas Drogan
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | |
| 23-01317 | 06/25/2024 | Claimant(s): Estate of Lynn A. Ryan
Claimant Lawyers(s): Mildred C. Ryan
Respondent(s): Derek Visslailli, TD Ameritrade.
Respondent Lawyers(s): Derek Visslailli, Frank J. Cuccio
Arbitrator(s): Robert Elliot Harrison, Roy Lukins Rowsell, John Michael Bergin
Hearing Site: New York, NY
|  | $0 |
| 23-02812 | 06/25/2024 | Claimant(s): Levent Bayrasli
Claimant Lawyers(s): Alex Padla
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Katelyn H. Wilson
Arbitrator(s): Gregory J. Spadea
Hearing Site: Philadelphia, PA
| | |
| 21-00334 | 06/25/2024 | Claimant(s): Candido Viyella, Enrique Viyella
Claimant Lawyers(s): Scott J. Link
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Sonja Shuford, Lan Trinh, Yana Sogolov
Hearing Site: Boca Raton, FL
| | |
| 23-02955 | 06/25/2024 | Claimant(s): Kaled Khaznehkatbi
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 23-02899 | 06/24/2024 | Claimant(s): Kevin Dziubela
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Debra A. Jenks, Alessandra Piras Torrens
Hearing Site: Boca Raton, FL
| | |
| 23-01727 | 06/24/2024 | Claimant(s): Jennifer Jack
Claimant Lawyers(s): Harris Freedman
Respondent(s): ADP Broker-Dealer.
Respondent Lawyers(s): Matthew V. DelDuca
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 23-02929 | 06/24/2024 | Claimant(s): Atul Makharia
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J. Carey
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
| | |
| 23-00050 | 06/24/2024 | Claimant(s): Daniel Prielipp, Eddie Yaklin, Miguel Tavarez, Robert McCall
Claimant Lawyers(s): Brandon Dei
Respondent(s): Bernard Jasmin, Daniel Otoya, Hakim Donadelle, Kevin Chen, Serge Parakhnevich, Steros Christoforou, Vladimiro Panichi, PHX Financial.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Christian A. Bourgeacq, Daniel D. Hill, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $0 |
