Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03024 | 04/06/2021 | Claimant(s): John Orito Claimant Lawyers(s): Erika Binnix Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 20-03141 | 04/06/2021 | Claimant(s): Justin Yoon Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-03672 | 04/06/2021 | Claimant(s): Hans Hoehn Claimant Lawyers(s): Nathan Lamb Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | ||
| 19-01267 | 04/06/2021 | Claimant(s): Jackie Sterling Claimant Lawyers(s): Steven Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Harvey R. Linder, Stephen Earl Clark, Daniel Mora Hearing Site: Nashville, TN |  | Expungement |
| 19-02867 | 04/05/2021 | Claimant(s): Michael Reis Claimant Lawyers(s): Sheilah R. McLaughlin Respondent(s): LPL Financial LLC Respondent Lawyers(s): John D. Stewart Arbitrator(s): Michael L. Lyons, Gregory Hunter Mathews, John J. Mager Hearing Site: Augusta, ME | ||
| 20-01944 | 04/05/2021 | Claimant(s): Paul Cooney Claimant Lawyers(s): Irwin Weltz Respondent(s): Hapoalim Securities USA., Maxim Group LLC Respondent Lawyers(s): Daniel J. Cristofano, Ian H. Hummel Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 20-02022 | 04/05/2021 | Claimant(s): Darin Ely Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BI Investments, Infinex Investments. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Michael J. Ahlstrom Hearing Site: Norfolk, VA | ||
| 20-02509 | 04/05/2021 | Claimant(s): Erik Bjerke Claimant Lawyers(s): Kurt Kalberer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 20-02847 | 04/05/2021 | Claimant(s): Robert Feighan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 19-00539 | 04/05/2021 | Claimant(s): Kenneth Snodgrass, Kenneth Snodgrass Revocable Trust Claimant Lawyers(s): Fran Cole Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Nancy Hutt, Gary H. Kahn, Arocles Aguilar Hearing Site: San Francisco, CA | | Expungement |