07-03230 | 12/05/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Alfredo Grandal Respondent Lawyers(s): Jason Lopez Arbitrator(s): Bernard (Bob) L. Loring, Ralph H. Emer, Lee Alan Rosenblum Hearing Site: Boca Raton, FL
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08-00291 | 12/05/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Dewey Steffen Respondent Lawyers(s): Gregory J. Boulahanis Arbitrator(s): Robert A. Vogler, Stephen D. Arkwright, Conrad W. Koski Hearing Site: Detroit, MI
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08-00769 | 12/05/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Philip J. Campisi Respondent(s): Todd Potter Respondent Lawyers(s): Todd R. Potter Arbitrator(s): Frank F. Foys, Howard B. Silverman, John C. Bierbusse Hearing Site: Chicago, IL
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07-03116 | 12/05/2008 | Claimant(s): Janice Owen Claimant Lawyers(s): Jeffrey P. Coleman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Francis M. Curran Arbitrator(s): John P. Cullem, Oscar W. Carlson, David M. Snyder Hearing Site: Clearwater, FL
| | $34,632 |
07-03476 | 12/05/2008 | Claimant(s): Virginia McGaughran, Omega Psychology Center. Claimant Lawyers(s): Scott L. Silver Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Steven N. Ainbinder, Michael T. Williams, Harold S. Stern Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
07-02941 | 12/05/2008 | Claimant(s): Basil Marryshow, Basil A. Marryshow, IRA, Profit Sharing Plan Claimant Lawyers(s): Brian J. Sommer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): William A. Hohauser Arbitrator(s): John H. Ewing, Michael R. Stabile, Walter J. Blenko Hearing Site: Pittsburgh, PA
| | $0 |
07-00984 | 12/04/2008 | Claimant(s): American Capital Partners Claimant Lawyers(s): Christopher Albanese Respondent(s): Matthew Ferber Respondent Lawyers(s): Matthew James Ferber Arbitrator(s): Donald J. Rasweiler, Michael P. Golden, Allen I. Cederbaum Hearing Site: New York, NY
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07-03003 | 12/04/2008 | Claimant(s): Prestige Financial Center. Claimant Lawyers(s): Brian H. Reis Respondent(s): Christopher Fallo Respondent Lawyers(s): Ethan Leonard Arbitrator(s): Raymond Nardo, W. Alexander Melbardis, Howard L. Haykin Hearing Site: New York, NY
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08-00718 | 12/04/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Diane Spencer Respondent Lawyers(s): Christopher M. Devito Arbitrator(s): Gary R. Miles, Robert P. Weisberger, Michael Brian McCord Hearing Site: Cleveland, OH
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08-01290 | 12/04/2008 | Claimant(s): Russell Hartstein Claimant Lawyers(s): Russell Hartstein Respondent(s): Hold Brothers On-line Investment Svcs. Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Raymond Nardo Hearing Site: New York, NY
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