08-02018 | 04/16/2009 | Claimant(s): Holly Angell Hardman, Trustee Claimant Lawyers(s): Ari J. Hoffman Respondent(s): Arthur Grossbard, Royal Alliance Associates. Respondent Lawyers(s): Thomas M. Campbell Arbitrator(s): June Y. Kilmarx, Howard M. Miller, Peter Svorinic Hearing Site: Boston, MA
| | $0 |
08-04189 | 04/16/2009 | Claimant(s): Charles Hunter Branch (Estate) Claimant Lawyers(s): William Todd Branch Respondent(s): Kent Greenway, H. Beck. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Stanley H. Ragle Hearing Site: Richmond, VA
| | $213 |
07-02068 | 04/15/2009 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Susan M. Guerette Respondent(s): Javier Aviles, Banc of America Investment Services Inc. Respondent Lawyers(s): David Brodie, Peter J. Aldrich Arbitrator(s): David P. Slater, Mauricio Arcadier, Dorothy N. Johnson Hearing Site: Boca Raton, FL
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07-02439 | 04/14/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Thomas A. Volz Respondent(s): Randal Spears Respondent Lawyers(s): Randal W. Spears Arbitrator(s): Theodore E. Davis, Eli Bensky, Gary L. Foose Hearing Site: Houston, TX
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08-00928 | 04/14/2009 | Claimant(s): H. Scherr Claimant Lawyers(s): Thomas C. Costello Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julianne L. Peck Arbitrator(s): Lloyd Haas, T.S.L. Perlman, Ellen F. Kandell Hearing Site: Baltimore, MD
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08-03455 | 04/14/2009 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Richmond Ashley Respondent Lawyers(s): Richmond A. Ashley Arbitrator(s): Larry M. Dreyfus, Howard B. Silverman, Suanne F. Goldman Hearing Site: Chicago, IL
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08-03522 | 04/14/2009 | Claimant(s): Financial Network Investment Corporation, Homeland Credit Union Claimant Lawyers(s): John P. Thomas Respondent(s): Mark Justice, Justice Financial Services., Mark Justice Financial. Respondent Lawyers(s): James K. Cutright Arbitrator(s): W. Sean Kelleher, Jo Ann Numbers, Stanley Kenneth Evans Hearing Site: Columbus, OH
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08-04115 | 04/14/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gary Shorter Respondent Lawyers(s): Gary T. Shorter Arbitrator(s): Victor Elting Hearing Site: Chicago, IL
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08-01074 | 04/14/2009 | Claimant(s): Patty Mattson Claimant Lawyers(s): Steve Buchwalter Respondent(s): Oppenheimer & Co.., Lawrence Goldstein, Ronald Gershon Respondent Lawyers(s): Mitchell J. Albert Arbitrator(s): Kenneth I. Rosenblum, Arthur T. Berggren, Eric Gad Forster Hearing Site: Los Angeles, CA
| | $22,000 |
08-00956 | 04/13/2009 | Claimant(s): Elyse Masterson, Robert Masterson, Masterson Family, Blake Dillion Masterson, CUS, James Brody Masterson Claimant Lawyers(s): Randall K. Calvert Respondent(s): Azmi "Andy" Fakhoury, Wachovia Securities Respondent Lawyers(s): James C. Browning Arbitrator(s): Donald M. Lehman, Preston A. Trimble, Jan Preece Gaddis Hearing Site: Oklahoma City, OK
| | $89,338 |