21-02610 | 05/30/2023 | Claimant(s): Luigj Perkaj Claimant Lawyers(s): Tom De Bow Respondent(s): First Allied Securities. Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Martin Brosnan, Richard Edward Rassel, Mark Gregory Brackon Hearing Site: Detroit, MI
| | Dismissed with Rule 12206 |
21-01974 | 05/30/2023 | Claimant(s): Betty Sprague, Eric Orkin Claimant Lawyers(s): Meghan L. McElligott Respondent(s): Triad Advisors LLC, Lion Street Financial Respondent Lawyers(s): Gerry Kowalski, Kathy M. Klock Arbitrator(s): Edward W. Morris, Howard N. Gorney, Sean Michalski Hearing Site: Manchester, NH
| | Expungement |
20-03904 | 05/30/2023 | Claimant(s): Mona Petrocine Claimant Lawyers(s): Martin Asatrian Respondent(s): David Turetzky, Ameriprise Financial Services., Marlene Yacenda Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Paul J. Camilleri, Annamaria Boccia Smith, William A. Rome Hearing Site: New York, NY
| | $0 |
21-02903 | 05/26/2023 | Claimant(s): Alan Daniels Claimant Lawyers(s): Alan J. Daniels Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): Robert D. Sussin, David Harvey Failer, Farshad Ghodoosi Hearing Site: Los Angeles, CA
| | Dismissed with Rule 12504 |
22-01428 | 05/26/2023 | Claimant(s): Carolina Tanjutco Claimant Lawyers(s): Carolina Tanjutco Respondent(s): NYLife Securities LLC, New York Life Insurance Company Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Carol Maria Luttati, Abigail R. Levy Hearing Site: New York, NY
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22-01987 | 05/26/2023 | Claimant(s): Tastyworks. Claimant Lawyers(s): Thomas G. Haskins Respondent(s): Cory Grandstaff Respondent Lawyers(s): Cory Grandstaff Arbitrator(s): Cassandra Kimberly Ward Hearing Site: Atlanta, GA
| | $69,829 |
22-01227 | 05/26/2023 | Claimant(s): William Armfield Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Chase Boone Saunders Hearing Site: Charlotte, NC
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21-02360 | 05/25/2023 | Claimant(s): Emily Aronson Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Steven N. Ainbinder, Barry David Thorpe, Stephen Robert Tiernay Hearing Site: Boca Raton, FL
| | Expungement |
21-02748 | 05/25/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Kevin J Woods Respondent(s): Eric Demarcus Respondent Lawyers(s): Neda Ataie Arbitrator(s): Peter H. Daly, Val D. Hornstein, Richard Ullman Hearing Site: San Francisco, CA
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22-00012 | 05/25/2023 | Claimant(s): Damon George Claimant Lawyers(s): Damon David George Respondent(s): United Planners' Financial Services Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Nancy E. Hochman, John M. Casey, Mark Lee Haggard Hearing Site: Portland, OR
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